Net capital rule

Results: 731



#Item
331Financial statements / Generally Accepted Accounting Principles / Fund accounting / Cash flow statement / Net asset value / Book value / Equity / Balance sheet / Net capital rule / Finance / Accountancy / Business

C:uments and SettingsDocumentsortsinin10.wpd

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Source URL: www.marinhousing.org

Language: English - Date: 2014-06-25 13:08:02
33273rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 16, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov.

Language: English - Date: 2014-07-15 17:53:48
333International trade / Financial services / Canada Border Services Agency / Business broker / Net capital rule / Business / Commerce / Customs broking

Ottawa, February 00, 2002

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Source URL: cbsa.gc.ca

Language: English - Date: 2008-09-16 11:42:20
334Financial ratio / Economics / Leverage / Landfill / Mergers and acquisitions / Liquidity risk / Net capital rule / Finance / Waste management / Business

Subtitle C and D Corporate Financial Test Analysis Issue Paper - Recent Consolidation and Acquisitions Within the Solid Waste Industry

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Source URL: www.epa.gov

Language: English - Date: 2012-05-01 12:14:01
335International trade / Financial services / Canada Border Services Agency / Business broker / Net capital rule / Business / Commerce / Customs broking

Ottawa, February 00, 2002

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Source URL: www.asfc-cbsa.gc.ca

Language: English - Date: 2008-09-16 11:42:20
336Financial system / Securities Exchange Act / Broker-dealer / Financial adviser / Registered representative / Net capital rule / United States securities law / Financial economics / Finance

STATE OF TENNESSEE DEPARTMENT OF COMMERCE AND INSURANCE SECURITIES DIVISION 500 JAMES ROBERTSON PARKWAY, SUITE 680 NASHVILLE, TENNESSEE 37243

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Source URL: tn.gov

Language: English - Date: 2013-02-13 10:37:44
337Financial accounting / Financial markets / United States housing bubble / Financial services / Federal Reserve System / Balance sheet / Valuation / Mark-to-market accounting / Net capital rule / Finance / Financial economics / Economics

Thursday, March 14, 2013 Media contact: [removed]Coming Soon: Quarterly Reports on U.S. International Investment Position A more up-to-date picture of the value of U.S. investments abroad compared to the value of for

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Source URL: www.bea.gov

Language: English - Date: 2013-03-18 12:11:42
338Business / Financial economics / Soft dollar / Prime brokerage / Broker / Securities market / Investment banking / Investment broker / Net capital rule / Financial services / Finance / Financial markets

Securities Industry Association on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-12-07 17:19:37
339Financial services / Financial adviser / Broker-dealer / Registered Investment Advisor / Net capital rule / Financial economics / Investment / Finance

[removed]Chapter [insert] page 2 02 DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION

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Source URL: www.maine.gov

Language: English - Date: 2006-03-21 08:22:26
340Financial system / Financial regulation / Short selling / Broker-dealer / Fixed income market / U.S. Securities and Exchange Commission / Short / Securities and Exchange Commission / Net capital rule / Financial markets / Financial economics / Finance

EUROPEAN ASSOCIATION OF INDEPENDENT RESEARCH PROVIDERS

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Source URL: www.sec.gov

Language: English - Date: 2006-09-07 15:39:21
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